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Journal of Parenteral and Enteral Nutrition
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Preoperative Immunonutrition: Cost-Benefit Analysis

Marco Braga, MD* and Luca Gianotti, MD, ScD{dagger}

From the * Department of Surgery, Vita-Salute San Raffaele University, Milan, Italy; and the{dagger} Department of Surgery, Milano-Bicocca University, Milan, Italy

Correspondence: Marco Braga, MD, Department of Surgery, San Raffaele Hospital Via Olgettina 60, 20132 Milan, Italy. Electronic mail may be sent to braga.marco{at}hsr.it.

Background: To evaluate whether preoperative immunonutrition might lead to a savings in patient care. Data on resources consumed to treat postoperative complications are scanty, but morbidity costs continue to be a major burden for any health care system. A recent randomized clinical trial carried out in well-nourished patients with gastrointestinal cancer showed that a 5-day preoperative oral immunonutrition reduced postoperative morbidity compared with conventional treatment (no supplementation). Methods: The abovementioned trial was the basis for the economic evaluation. In-hospital related costs of routine surgical care and costs of nutrition were calculated. Estimates of complication costs were based on both resources used for treatment and additional length of hospital stay. Cost comparison and cost-effectiveness analysis were then carried out. Results: Total cost of nutrition was {euro} 3407 in the conventional group and {euro} 14,729 in the preoperative group. In patients without complication, the cost of in-hospital routine care was similar in both groups. The mean cost of complication was {euro} 6178 in the conventional group and {euro} 4639 in the preoperative group (p = .05). Total cost of patients with complications was {euro} 535,236 in the conventional group and {euro} 334,148 in the preoperative group. Total costs consumed 93% of the diagnosis-related-group (DRG) reimbursement rate in the conventional group and 78% in the preoperative group. Cost-effectiveness was {euro} 6245 for the conventional group and {euro} 2985 for the preoperative group. Conclusions: The costs of postoperative morbidity consumed a large amount of the DRG reimbursement rate. Preoperative immunonutrition was cost-effective in our series.

Despite improved surgical techniques, postoperative morbidity and related medical-treatment costs continue to be a major burden for any health care system. In recent years, increased attention to prevent surgery-related complications and continuous research for new cost-effective treatments has been strongly recommended.13 Among the potential new strategies to improve outcome, the modulation of postoperative immunoinflammatory response by means of key nutrients may play an important role.49

Two prospective, randomized, double-blind, clinical trials demonstrated that cancer patients fed before and after surgery with a diet supplemented with arginine, {omega}-3 fatty acids, and RNA (immunonutrition) had a significant reduction of both postoperative infections and length of hospital stay when compared with patients fed with a standard enteral formula.10,11 The data gathered from the related economic analyses of the above clinical trials showed that the significant cost savings in treating postoperative complications more than offsets the higher cost of the supplemented diet.11,12

A recent randomized clinical trial carried out in well-nourished patients with gastrointestinal cancer showed that oral administration of immunonutrition for 5 days before surgery was as effective as the perioperative treatment in reducing postoperative morbidity.13 Furthermore, both approaches were significantly superior when compared with conventional treatment (no supplementation).

The aim of the present study is to evaluate whether preoperative immunonutrition might lead to cost savings in patient care.


    MATERIALS AND METHODS
 Top

 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 
Clinical Trial
A prospective, randomized, controlled, clinical trial was the basis for the economic evaluation.13 A total of 305 well-nourished patients with neoplasm of the gastrointestinal (GI) tract and candidates to major elective surgery were included into the study. They were randomized into (1) a preoperative group (n = 102) who received Oral Impact (Novartis Consumer Health, Nyon, Switzerland) for 5 days before surgery; (2) a perioperative group (n = 101) who received the same preoperative treatment plus jejunal infusion of Impact (Novartis Consumer Health) for 7 days after surgery; and (3) a conventional group (n = 102; no supplementation).

The 3 study groups were well balanced for age, gender, primary diagnosis, comorbidities, weight loss, body mass index, albumin, prealbumin, arginine plasma levels, type and duration of operation, blood loss, and transfusion rate.13 Trained members of the surgical staff who were not directly involved in the study were required to register postoperative complications, as previously a priori defined.14 These staff members also independently decided the day of hospital discharge. Follow-up for complications was performed for a 30-day period after hospital discharge.

Economic Analysis
Cost comparison and cost-benefit analyses were carried out by comparing the preoperative group with the conventional group. The perioperative group was not considered, because in a cost-minimization policy the preoperative approach was considered superior to the perioperative treatment. In fact, the perioperative group had an additional cost of {euro} 209 per patient because of postoperative immunonutrition, without showing any additional clinical benefit.

The following costs were calculated: the mean in-hospital-related costs of routine surgical care per patient, the costs of treating postoperative infectious and noninfectious complications, the costs of nutrition, and the overall costs for all patients.

Depending on the type of surgical intervention, patients without complication had a certain mean length of stay (LOS). Multiplying these LOS days by the daily costs covering routine hospital care for GI surgical intervention results in the mean in-hospital-related costs of routine surgical care per patient.

To obtain the costs for patients with complications, complication costs have to be added to the above costs. These complication costs were calculated separately for the 2 groups, as complication cost may vary under the influence of immunonutrition. A specific electronic record form was created to enable a detailed assessment of the amount of health care goods and resources that each patient with postoperative complication received for the treatment of these complications. The following items were assessed: general patient information (primary diagnosis, comorbidities, study group, surgical intervention); complication type and duration in days; laboratory and microbiology analysis; medical, technical, and diagnostic services; surgical and therapeutic interventions; medications; and ambulatory follow-up consultations. For patients who developed more than 1 complication, resource use was separately recorded for each complication. For all resources used to treat complications, their costs per unit (per day, per service, per analysis, etc) were gathered. Diagnostic and therapeutic services, pharmaceuticals, and devices were valued according to the National List of Sanitary Costs by the Italian Ministry of Health. ICU stay was valued at a flat rate per day ({euro} 930), covering the average daily ICU cost. No patient was admitted to the ICU for routine postoperative monitoring.

The additional LOS was likewise valued at a daily rate, which covers the cost of board, lodging, routine medical supervision, and nursing. Indirect costs (eg, loss of productivity by the patient) were not taken into account.

To get the costs of treatment with the supplemented diet, the average administered volume was multiplied by the current price in Italy.

Effectiveness was defined as the percentage of complication-free patients. Thus, this parameter reflects the ability of the treatment studied to prevent the occurrence of complications. The complication costs per patient spread over all patients of a group (complication costs multiplied by the number of patients with complications/all patients) were calculated. Cost-effectiveness analysis was performed by dividing per-patient costs of clinical nutrition and costs of treating postoperative complications with the percentage of complication-free patients; thus, the cost of achieving 1 complication-free patient per group was obtained.

Sensitivity analysis was used to evaluate the effect on results when certain underlying parameters were being changed. In this context, we analyzed whether the exclusion of either nonsurviving patients or patients with anastomotic leak had a major impact on the cost effectiveness-outcome. There was 1 nonsurviving patient in both groups.

Statistical Analysis
The nonparametric bootstrapping method was applied.15 No restricting assumptions are needed for the application of the bootstrapping method for its ability to deal with skewness. The observed data for costs are treated as an empirical probability distribution that is resampled with replacement many times. Each resampling is used to provide an estimate of cost. The repeated estimates are used to establish an empirical distribution with a sufficient sample size from which tests of hypothesis are constructed. We used 30,000 resamples for the calculations. All costs are expressed in euros ({euro}).


    RESULTS
 Top

 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 
Ninety-two patients underwent gastroesophageal resection (44 in the conventional group, 48 in the preoperative group), 54 patients underwent pancreatic resection (26 in the conventional group, 28 patients in the preoperative group), and 58 patients underwent colorectal resection (32 in the conventional group, 26 in the preoperative group).

A total of 139 postoperative complications occurred in 85 patients. Twenty-eight patients had > 1 complication (14 in the preoperative group, 14 in the conventional group). Table I reports outcome variables in both groups. Table II reports postoperative complications in detail.


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Table I Outcome variables*

 

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Table II Postoperative complications in detail

 

The supplemented diet was administered before surgery according to the study protocol. Additionally, all patients received a certain volume of IV glucose and electrolyte solution in the postoperative course. The cost of Oral Impact in Italy was {euro} 24/L, and the cost of the IV solution was {euro} 2.2/L. The cost of nutrition per patient was {euro} 33.4 in the conventional group and {euro} 144.4 in the preoperative group. Multiplying these nutritional costs by the number of patients per study group yielded total cost of {euro} 3407 for the conventional and {euro} 14,729 for the preoperative group.

The mean LOS for patients without complication was similar in both groups according to the type of surgery. The cost of in-hospital routine care per day for patients without complications was {euro} 365 for gastroesophageal resection, {euro} 419 for pancreatic resection, and {euro} 288 for colorectal resection. Multiplying the mean LOS by the per-day costs of routine hospital care yielded the average per-patient costs of patients without complications (Table III). The total cost was higher in the preoperative group because there are more patients without complication.


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Table III Costs of patients without complications*

 

Table IV reports the costs of patients with complication in both groups. A differentiation according to infectious or noninfectious complications is shown in Table V.


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Table IV Costs of patients with complications*

 

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Table V Mean costs of infectious and noninfectious complications*

 

Table VI shows the total costs and the diagnosis-related-group (DRG) reimbursement rates. Summing up all costs for both groups resulted in a substantial total net savings of {euro} 145,283 in favor of the preoperative group. Total cost per patient was {euro} 7092 in the conventional group and {euro} 5668 in the preoperative group. The comparison of total costs per group with the DRG reimbursement rates demonstrated that reimbursement was higher for both groups than actual costs to be covered by the hospital. However, total costs consumed 93% of the DRG reimbursement rate in the conventional group and 78% in the preoperative group. The average per-patient profit was {euro} 569 for the conventional group and {euro} 1590 for the preoperative group.


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Table VI Total costs and DRG reimbursement rates

 

Cost-effectiveness analysis shows an economic advantage for the preoperative group (Table VII). When the analysis was limited to infectious complications, cost-effectiveness was {euro} 2457 for the conventional group and {euro} 786 for the preoperative group. Conversely, no effect of the supplemented diet was found by performing the cost-effectiveness analysis for noninfectious complications. Censoring either for death or for anastomotic leak, the cost-effectiveness analysis remained substantially unchanged (data not shown).


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Table VII Cost-effectiveness analysis

 


    DISCUSSION
 Top

 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 
In view of increasing international concerns over exploding costs in medical care, the decision process for adopting the use of new products for routine treatment should not only weigh clinical benefits and risks but also consider whether these benefits are worth the health care resources used. This decision-making process should be informed by cost-effectiveness analyses of clinical trials.16,17

Among the proposed strategies to reduce postoperative morbidity and its related costs, artificial nutrition is recognized as an important part of the patient care, particularly for patients undergoing major surgery for cancer of the GI tract.14,18,19 Recently, the main focus of clinical nutrition has moved from the issue of energy and nitrogen requirement to the pharmacologic effects of specific key nutrients that seem to modulate both immune and inflammatory responses and gut function after surgery.5,7,8 Despite promising results from randomized clinical trials,10,11 the high cost of these new nutritional products may be considered a major drawback for their wide and routine use. In 2 cost-effectiveness analyses, it has been shown that the significant reduction in postoperative infections by perioperative immunonutrition translated into a substantial cost savings and an improved cost-effectiveness when compared with a standard diet.11,12 In a post hoc analysis, we found that clinical outcome was improved also in a subgroup of patients who received solely the preoperative supplementation because they did not tolerate the early postoperative jejunal infusion.20 Two subsequent randomized clinical trials confirmed that preoperative oral immunonutrition was as effective as perioperative immunonutrition in well-nourished patients with GI cancer.13,21

The current economic analysis was performed on a clinical study that we have previously reported.13 This approach may have several advantages: (1) the economic analysis can be done in shorter time and with low costs; (2) available results from the clinical research can be used without producing duplicates; and (3) in an early state of clinical evidence, it is not yet advisable to include economic analysis in a clinical study as long as the expected clinical effects are not clearly and statistically demonstrated. On the other hand, such analysis could have a theoretical disadvantage because clinical and statistical analyses are finished and the study has been unblinded. Thus, further evaluations may be biased in favor of verum or placebo group. To minimize this potential disadvantage, the cost analysis was carried out by a blinded economist in a blinded fashion.

The results of the present economic analysis support that preoperative immunonutrition could be the dominant nutrition support strategy in well-nourished patients undergoing major GI surgery for cancer. In fact, preoperative immunonutrition resulted in a positive cost-effectiveness ratio with a net savings of {euro} 3260 per patient compared with conventional treatment. Moreover, the mean cost of treating a complication was significantly lower in the preoperative group, and this trend was also observed when the complication costs were split up by the type of surgery performed. Looking in detail, this overall net savings in the cost-effectiveness ratio is largely caused by the differences observed for infectious complications, whereas a much smaller or no effect was observed for noninfectious complications or anastomotic leaks.

The results of the present study per se could stimulate the transition of preoperative oral immunonutrition into routine practice. In fact, patients can be easily prepared for surgery in a short period of time (5 days), and no postoperative prolonging of immunonutrition is required, thus avoiding any potential side effects of early jejunal feeding.

We have to reiterate, however, that the sole preoperative approach may be optimal, clinically and economically, exclusively for well-nourished patients. In malnourished patients, it appeared that perioperative immunonutrition was clinically more beneficial than the sole preoperative immunonutrition.22 This might be explained by the fact that malnourished patients exhibit a marked impairment of the immune response, in addition to energy and nitrogen needs, and thus a prolonged administration of immune-enhancing substrates is required.

Some general limitations of economic analyses should be noticed on the transferability of the present clinical and economic data, which may also influence their reproducibility. Comparable cost savings by the routine use of preoperative immunonutrition might be achieved in hospitals where the same type of operations are performed on a similar scale and complication rate. The economic parameters that we used for the present analysis may differ from country to country according to the type of health care system and reimbursement rates.

The present analysis is only based on calculation of hospital resources spent. The assessment of community associated costs, including sick leave, rehabilitation, and full recovery of physical and social performance, would probably even magnify our findings even more.


   
 Top

 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 
The results of the present economic analysis support use of preoperative immunonutrition as an important nutrition support strategy in well-nourished patients prior to major gastrointestinal surgery for cancer. Preoperative immunonutrition resulted in a positive cost-effectiveness ratio, with a net saving of {euro} 3260 per patient.

Received for publication August 2, 2004. Accepted for publication August 26, 2004.

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Journal of Parenteral and Enteral Nutrition, Vol. 29, No. 1 suppl, S57-S61 (2005)
DOI: 10.1177/01486071050290S1S57


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